An annual charge deducted from an investor's mutual fund assets to pay for distribution and marketing costs for as long as the investor holds the fund. For the most part, this fee is paid to intermediaries for selling a fund's shares to the retail public.Also known as a "12b-1 fee". Unlike the one-time front-end (Class A shares) or back-end (Class B shares) loads, level loads (Class C shares) are applied annually as a fixed percentage of a mutual fund's average net assets. Also, unlike front-end and back-end sales charges, these 12b-1 fees are included in a fund's operating expenses. While the load percentage doesn't change, if the net asset value of the fund increases through capital appreciation, the dollar value of the load will actually become more expensive and continuously erode the fund's return. Total 12b-1 fees are capped by law at 1%. Generally, this fee will be pegged at 0.25%, which allows funds that don't exceed this percentage to be classified as no-load funds. This bit of magic, as well as the dubious necessity for the 12b-1 in a robust mutual fund environment, has put the justification for continued use of level load under considerable consumer and regulatory scrutiny.
A 涨跌理论(Advance-Decline Theory) 套利(Arbitrage) 套利者(Arbitrageur) 做代理(As Agent) 竞价系统(Ask-Bid System) 收盘指令(At-the-Close Order) 按市价(At-the-Market) 开盘指令(At-the-Opening(Opening Only)Order) 目录 1 B 2 C 3 D 4 E 5 F 6 G 7 H 8 I 9 J 10 L 11 M 12 N 13 O 14 P 15 R 16 S 17 T 18 U 19 V 20 W B 逆向变化(Back Up) 条线图(Bar Chart) 基准市场价值(base Market value) 行情看跌(Bearish) 熊市(Bear Market) 大量抛空者(Bear Raiders) 买方报价和卖方报价（报价）(Bid-and-Asked Quotation(or Quote)) 畅销(Blowout) 蓝筹股(Blue-Chip Stocks) 突破(Breakout) 行情看涨(Bullish) 牛市(Bull Market) 购买力(Buying Power) C 取消(Cancellation) 资本(Capitalization) 证券证书(Certificate) 放量（买/卖）(Climax(Buying/Selling)) 收盘价(Close) 平仓交易(Closing Transaction) 佣金(Commission) 震荡区(Congestion Area) 纵市场(Cornering the Market) 股份公司(Corporation) 含权(Cum Rights) 周期性股票(Cyclical Stock) 普通股（Common Stock) D 登记日(Date of Record) 当日委托指令(Day Order) 日交易(Day Trading) 交易商(Dealer) 下降顶点趋势(Descending Tops) 回调谷(Dip) 整理区(Distribution Area) 分散投资(Diversification) 红利(Dividends) 顺行情交易(Don't Fight the Tape) 双底(Double Bottom) 双顶(Double Top) 抛售(Dumping) E 生效日期(Effective Date) 无分配额(Ex-Distribution(X Dis)) 除息日(Ex-Dividend(XD)(Without Dividend) Date) 到期日(Expiration Date) 除权(Ex-Right(XRT)) F 面值(Face value) 交易大厅(Floor) 场内委托单(Floor Order Tickets) 自由放纵投机行为(Free-Riding) 冻结账户(Frozen Account) 基本面分析(Fundamental Analysis) 期货(Futures) G 跳空(Gap) H 头肩形(Head and Shoulders) 高价交易(Highballing) 登记持股人(Holder of Record) 托盘(Holding the Market) 横盘(Horizontal Price Movement) 抢手证券(Hot Issue) I 不活跃市场(Inactive Market) 指数(Index) 内幕人(Insider) 机构投资者(Institution) 跳水(In the Tank) 已发行流通股(Issued-and-Outstanding Stocks) 发行人(Issuer) J 联合账户(Joint Account) L 最后交易日(Last Trading Day) 清仓(Liquidation) 流动性(Liquidity) 上市股票(Listed Stock) 所持证券市场价值(Long Market value) 多头头寸(Long Position) M 纵(Manipulation) 流动性(Marketability) 市场价格(Market Price) 市场价值(Market value) 对敲指令(Matched Orders) 合并(Merger) N 流通性(Negotiability) 新发行(New Issue) O 要价(Offer) 卖方要价(Offering (Asked) Price) 发行日(Offering Date) 场外委托(Off-Floor Order) 场内委托(On-Floor Order) 行情显示(On the Tape) 开盘价(Opening) 开盘委托指令(Opening only Order) 建仓交易(Opening Transaction) 超卖(Oversold) 估值过高(Overvalued) P 市盈率(P(rice)/E(arnings) Ratio) 账面损益(Paper Loss/Profit) 尖旗形(Pennant) 行情(Picture) 发售(Place) 证券组合(Portfolio) 头寸(Position) 价格范围(Price Range) 初次发售(Primary Distribution(Offering)) 次级市场(Primary Market) 大趋势(Primary Movement) 股东(Principals(Stockholders)) 本金值(Principal value) 活力回吐(Profit Taking) 公开发售(Public Offering(Distribution)) 购买力(Purchasing(Buying) Power) 优先股（preference stock ） R 反弹(Rally) 看盘(Reading the Tape) 登记日(Record Date) 资产重组(Reorganization) 阻挡区(Resistance) 阻挡线(Resistance level) 反转(Reversal) 受*纵的市场(Rigged Market) 上升谷底趋势(Rising Bottom) 圆底(Rounding Bottom(Saucer)) 圆顶(Rounding Top) S 选股(Screen(Stocks)) 二次发售(Secondary Distribution(Offering)) 二级市场(Secondary Market) 证券分析(Securities Analysis) 证券(Security) 寻求入市机会(Seek a Market) 止损抛售(Selling Off(Sell-Off)) 股份(Share) 空头头寸(Short Position) 疲软市场(Soft Market) 投机(Speculation) 并股(Split Down) 价差(Spread) 攫利者(Stag) 滞胀(Stagflation) 萧条(Stagnation) 持股人(Stockholder(Shareholder)) 股票(Stocks) 认购比率(Subion Ratio) 替代（互换）(Substitution(Swap)) 支撑区(Support) 支撑线(Support line) 甜头(Sweetener) T 接管(Takeover) 行情显示系统((Ticker) Tape) 技术分析(Technical Analysis) 技术讯号(Technical Sign) 旺市(Tight Market) 提供消息(Tip) 总成本(Total Cost) 总成交量(Total Volume) 交易日(Trade Date) 交易商(Trader) 交易授权(Trading Authorization) 交易大厅(Trading Floor) 趋势(Trend) 趋势线(Trendline) 三角形(Triangle) U 估价过低(Undervalued) 未发行股票(Unissued Stock) 上升趋势(Uptrend) V 交易量(Volume) W 弱市(Weak Market) 楔形(Wedge) W底(W Formation) 除息(Without Dividend)
Established in 1999, the DTCC is a holding company consisting of 5 clearing corporations and 1 depository, making it the world's largest financial services corporation dealing in post trade transactions. |||Owned by its principal users, the DTCC's function is to integrate the NSCC and DTC, streamlining clearing and depository transactions in attempts to reduce cost and increase capital efficiency.
The net interest return on a currency position held by a trader. The rollover rate converts net currency interest rates, which are given as a percentage, into a cash return for the position. Since a trader is long one currency and short another, the net effect of both interest rates has to be calculated. In forex, a rollover means that a position is extended at the end of the trading day without settling. |||For example, an investor has a long 100,000 EUR/USD at a rate of 1.3000. The EUR interest rate is 2%, or a daily rate of 0.0054%, and the USD is 3% or a daily rate of 0.0081%. The interest on the EUR is (100,000 * 0.0054%) 5.40 EUR; the USD costs (130,000 * 0.0081%) 10.53 USD. Converting the EUR to USD, 5.40 * 1.3000 = USD 7.02. The net USD amount is 7.02 - 10.53 = - 3.51, which is divided by the 100,000 position. On a long EUR/USD position, the rollover costs 0.00003562, or 0.3562 pips.
Forensic Accounting utilizes accounting, auditing, and investigative skills to conduct an examination into a company's financial statements. Thus, providing an accounting analysis that is suitable for court. Forensic accountants are trained to look beyond the numbers and deal with the business reality of a situation. They are frequently used in fraud cases.
Option strategy that will be profitable if the underlying security rises in value moderately. A bull spread can be executed either by put or call options. If the bull spread is executed through a put option, it is called a bull put spread. If it is executed through a call option, it is called a bull call spread. Buying a spread is also known as a "bull spread" Both bull call spreads and bull put spreads are common vertical spread options strategies. A bull call spread involves buying a call option with a lower exercise price and premium than the option that will be sold. For example, if you buy a call option for stock XYZ at a strike price of $60 and a premium of $200, you will get a bull spread if you sell a call on the same stock with a $70 strike price and a premium of $100. With bull call spreads, it is necessary that both call options have the same expiration date.
A method used to help calculate the value of closely held and restricted shares. The theory behind DLOM is that a discount exists between the value of a company's stock that is and is not marketable. Various methods have been used to quantify the discount that can be applied including the restricted stock method, IPO method and the option pricing method. |||The restricted stock method purports that the only difference between a company's common stock and its restricted stock is the lack of marketability of the restricted stock. Subsequently, the price difference between both units should arise due to this lack of marketability. The IPO method relates to the price difference between shares that are sold pre-IPO and post-IPO. The percent difference between the two prices is considered the DLOM using this method. The option pricing method uses the option's price and the strike price of the option as the determinants of the DLOM. The option price as a percentage of the strike price is considered the DLOM under this method.The consensus of many studies suggests that the DLOM ranges between 30-50%.
什么是股票投资决策 股票投资决策是指企业作为投资人根据现有的可支配的资金，在风险与收益均衡原则的指导下，通过对国民经济形势和金融市场状况以及发行企业经营环境、经营状况和财务状况的分析和研究，以对股票投资的具体对象、投资的时机、投资的期限等作出选择的过程。 股票投资决策中应该考虑的问题，不仅与债券投资决策中应该考虑的具体问题相同，而且必须考虑投资收益和投资风险问题。 目录 1股票投资决策与债券投资决策 股票投资决策与债券投资决策 股票投资决策与债券投资决策一样也应考虑可支配资金的数额、投资收益和投资风险等问题，而且考虑的思路和方式也基本相同。但股票投资决策应该研究的问题较债券投资决策要宽泛得多。包括国民经济形势，金融市场状况，发行企业经营环境、经营状况与财务状况。虽然实践中的债券投资决策也要进行国民经济形势分析和发行企业经营环境、经营状况和财务状况分析，但其重要性却远不及股票投资决策中的分析。股票投资决策应解决的问题也与债券投资决策应该解决的问题基本相同。包括：投资的具体对象，即买进何种股票。投资的时机，即何时买进股票。投资的期限，即对买进的股票持有多长时间或者说应何时卖出所持有股票。但与债券投资决策相比，解决问题的思路却不完全相同。
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